Blog

The SEC's tailored shareholder report rules shorten open-end fund reports, add new Form N-1A Item 27A, and require per-series, per-class reporting and simpler cost disclosure.

The SEC adopted Rule 14a-17 and amended Rule 14a-2 to exempt many forum communications from proxy rules, with a 60-day timing condition.

The SEC's investor education page links teachers to retirement planning guides, fee explainers, background checks, and enforcement cases involving educators.

A verification checklist for parents: what Investor.gov confirms about Trump Accounts, what the Treasury announcements establish, and what remains unstated.

The SEC guide explains who can act as a Regulation Crowdfunding intermediary and why funding portals face activity limits that may require broker-dealer registration.